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Ioannis Fulias, “Sonata forms and their theoretical evolution: 20th-century theorists (III)”, Polyphonia 15, Athens 2009, p. 67-99.

The eighth part of this extensive survey of the theoretical evolution of sonata forms from 18th to 20th centuries focalises at first on Charles Rosen’s well known publications The Classical Style and Sonata Forms. In these two books, Rosen refers briefly to the earlier binary sonata type, in order to put emphasis on features that become fundamental or unnecessary in the sonata form of the late 18th-century; his theory is grounded on a harmonic basis, as reveals his advocacy of the so-called “sonata principle” and the concept of the “structural dissonance”, and also treats different sonata types – although closely interwoven with musical genres and other musical forms, as well as not without apparent weaknesses in terminology. James Hepokoski has critically reconstructed and re-evaluated some of Rosen’s questionable postulates on the resolution of “structural dissonances”, reducing the “sonata principle” effect only between exposition and recapitulation, and even exploring special treatments of secondary themes that completely abolish the aforementioned effect. The paper concludes with further accounts (by Wallace Berry, Siegmund Levarie and Ernst Levy, Carl Dahlhaus, Clemens Kühn, Wolfgang Gersthofer, Jürgen Hunkemöller, James Webster, Nicholas Cook) on the binary sonata form, concerning its tonal plan and thematic contents, the supposed evolution from the (binary) “suite form” to the (ternary) sonata form, and also criteria for distinguishing these two structural types.


© Ioannis Fulias